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Approved by and published under the authority of the Secretary GeneralINTERNATIONAL CIVIL AVIATION ORGANIZATIONDoc 9760Airworthiness ManualFifth Edition, 2025
Approved by and published under the authority of the Secretary GeneralINTERNATIONAL CIVIL AVIATION ORGANIZATIONDoc 9760Airworthiness ManualFifth Edition, 2025
Published in separate English, Arabic, Chinese, French, Russian and Spanish editions by the INTERNATIONAL CIVIL AVIATION ORGANIZATION 999 Robert-Bourassa Boulevard, Montral, Quebec, Canada H3C 5H7 For ordering information and for a complete listing of sales agents and booksellers, please go to the ICAO website at www.icao.int. First Edition, 2001 Fourth edition, 2020 Fifth edition, 2025 Doc 9760, Airworthiness Manual Order Number 9760 ISBN 978-92-9275-840-0 ICAO 2025 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, without prior permission in writing from the International Civil Aviation Organization.
iii AMENDMENTS Amendments are announced in the supplements to the Products and Services Catalogue the Catalogue and its supplements are available on the ICAO website at www.icao.int. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA AMENDMENTS CORRIGENDA No. Date Entered by No. Date Entered by
v FOREWORD The Airworthiness Manual Doc 9760 was first published in 2001 in two volumes and contained a consolidation of airworthiness-related information previously found in other ICAO documents. As a result, the first edition of the Airworthiness Manual replaced the following ICAO documents the Airworthiness Technical Manual Doc 9051, the Manual of Procedures for an Airworthiness Organization Doc 9389 and the Continuing Airworthiness Manual Doc 9642. The advance second edition unedited of the Airworthiness Manual was developed from material previously found in the 2001 edition. The content was reviewed, edited and expanded on by the Airworthiness Panel AIRP during several working group meetings from 2003 to 2007. It incorporated changes to Annex 8 Airworthiness of Aircraft, and to Annex 6 Operation of Aircraft. The content also responded to the request from the ICAO Universal Safety Oversight Audit Programme for additional guidance to States on how to meet their airworthiness responsibilities under the Convention on International Civil Aviation. A new chapter on production activities was also added. The advance second edition unedited was placed on ICAO-NET in 2008 in an electronic format to urgently provide States with the updated guidance. The second edition remained unedited until it was further updated to better assist States in meeting their respective airworthiness responsibilities. The third edition was presented based on States roles and responsibilities, thus as State of Registry, State of the Operator, State of Design and State of Manufacture. It also described the interface between different States and their related responsibilities. The guidance provided in the third edition was limited to keep the manual manageable. To avoid specific references to material that may become dated, it was decided instead to provide a listing of potential sources of additional, and more detailed, information on the subjects covered in this manual. The fourth edition included enhanced guidance from the AIRP as part of the Air Navigation Commission ANC work programme for airworthiness, such as guidance on the approval of approved maintenance organization AMO to facilitate the harmonization and global recognition of AMO approvals. Also included was improved guidance on various States responsibilities when a Type Certificate TC is suspended or revoked, and new guidance on the type certification and production approvals of small aeroplanes using a risk-based approach. The AIRP also provided more guidance on the use, recognition and acceptance of electronic aircraft continuing airworthiness records including electronic maintenance records for aircraft in anticipation to changes in the SARPs involving these records. The fifth edition incorporates guidance from the AIRP on facilitating cross-border transfers of aircraft, conducting maintenance on aircraft not under the responsibility of the Contracting State issuing the AMO approval, and enhanced guidance for issuing certificates of airworthiness for both manned and unmanned aircraft, airworthiness approval for export, owner or operator continuing airworthiness responsibilities, leasing and interchange arrangements. Although this manual provides guidance on the suggested content of various State airworthiness regulations, no attempt has been made to formulate specific regulations. A Contracting State should establish and implement a system that enables it to discharge satisfactorily its international obligations and responsibilities. It is recognized, however, that several States, particularly those that are still in the early stages of establishing an effective civil aviation organization, do require assistance in developing a framework of appropriate airworthiness regulations. In some cases, it may not be feasible for a State, due to the limited scale of aviation activities or lack of technical and economic resources, to establish and maintain the full airworthiness organization it needs to meet its international obligations. This problem may be particularly acute for some States in respect of their obligation to assess and approve
vi Airworthiness Manual or disapprove the maintenance programme of an air operator utilizing large and complex aircraft. A State finding itself in this position should not in any way diminish the stringency of its regulations however, it is essential that the State either enter into an agreement with another Contracting State to assist it with the detailed tasks, or obtain the services, on a temporary basis, of qualified inspectors from a State, fully experienced in the matter in question. The ICAO Regional Office accredited to the State may be of assistance to the State in working out cooperative inspection arrangements. It is also recognized that a group of States may elect to discharge their responsibilities through a multinational organization or RSOO. It is essential that the related agreements clearly define the respective functions of each national authority and the multinational organization or RSOO, to ensure that all obligations of the States are fully discharged. Procedural information in this manual is generally applicable to all types of aeronautical products unless specifically indicated otherwise. Limited applicability may be ascertained directly from the text or indirectly through the associated applicability of a referenced Annex provision. Comments on this manual, particularly with regard to its application and usefulness, would be appreciated from all States, safety oversight audit missions and ICAO technical cooperation field missions. These will be taken into consideration in the preparation of subsequent editions. Comments should be addressed to The Secretary General International Civil Aviation Organization 999 Robert-Bourassa Boulevard Montral, Qubec, Canada H3C 5H7
Foreword vii ADDITIONAL AIRWORTHINESS INFORMATION For information on ICAO publications and audio-visual training aids please contact ICAO, Customer Services 999 Robert-Bourassa Boulevard , Montral, Quebec H3C 5H7, Canada Tel. 1 514 954-8219 Fax 1 514 954-6077 E-mail salesicao.int ICAO Regional Offices Asia and Pacific APAC Office ICAO, Asia and Pacific Office 252/1 Vibhavadi Rangsit Road, Chatuchak, Bangkok 10900, Thailand Mail P.O. Box 11, Samyaek Ladprao, Bangkok 10901, Thailand Tel. 66 2 537 8189 Fax 66 2 537 8199 E-mail apacicao.int Asia and Pacific Regional Sub-Office APAC RSO 1st floor, C Section, China Service Mansion No. 9 Erwei Road, Shunyi District, Beijing, China 100621 Tel 86 10 64557169 Fax 86 10 64557164 E-mail apac-rsoicao.int Eastern and Southern African ESAF Office ICAO, Eastern and Southern African Office New Office Facility, Block 4, South wing, Ground floor United Nations Office at Nairobi, United Nations Avenue Limuru Rd., Gigiri, Nairobi, Kenya Mail P.O. Box 46294, 00100 GPO, Nairobi, Kenya Tel. 254 20 7622395/96 Fax 254 20 7621092/7623028 E-mail icaoesaficao.int European and North Atlantic EUR/NAT Office ICAO, European and North Atlantic Office 3 bis, Villa mile Bergerat, F-92522 Neuilly-sur-Seine Cedex, France Tel. 33 1 46 41 85 85 Fax 33 1 46 41 85 00 E-mail icaoeurnatparis.icao.int Middle East MID Office ICAO, Middle East Office Egyptian Civil Aviation Complex, Cairo Airport Road, Cairo, Egypt Mail P.O. Box 85, Cairo Airport Post Office Terminal One, Cairo 11776, Arab Republic of Egypt Tel. 20 2 22674840 Fax 20 2 22674843 E-mail icaomidicao.int
viii Airworthiness Manual North American, Central American and Caribbean NACC Office ICAO, North American, Central American and Caribbean Office Calz. Mariano Escobedo No. 526 2nd floor Col. Anzures, C.P. 11590, Ciudad de Mxico Mail Apartado postal 5-377, C.P. 06500, Mxico, D.F. Tel. 52 55 52 50 32 11 E-mail icaonaccicao.int South American SAM Office ICAO, South American Regional Office Av. Vctor Andrs Belande No. 147 San Isidro, Lima, Per Centro Empresarial Real, Via Principal No. 102, Edificio Real 4, Floor 4, Tel. 51 1 611 8686 Fax 51 1 611 8689 E-mail icaosamicao.int Western and Central African WACAF Office ICAO, Western and Central African Office Leopold Sedar Senghor International Airport P.O. Box 38050, YOFF, Dakar, Sngal Tel. 221 33 869 24 24 Fax 221 33 820 32 59 E-mail icaowacafdakar.icao.int ICAO websites related to airworthiness Integrated Safety Trend Analysis and Reporting System https//istars.icao.int/Sites This is a web-based system providing a quick and convenient interface to a collection of safety and air navigation tools for States and industry partners to explore and analyse ICAO datasets. Roadmap to OPS Normal Guidance https//www.icao.int/safety/OPS/OPS-Normal/Pages/default.aspx This page provides advanced information on airworthiness-related provisions and projects that the Secretariat would like to share with States and industry stakeholders, to facilitate the seamless implementation of such provisions in the future. Website links to various State civil aviation authorities and international organizations http//www.icao.int/Pages/links.aspx
ix CONTENTS Page PART I. DEFINITIONS AND ABBREVIATIONS Glossary ....................................................................................................................................................... I-i Definitions................................................................................................................................................... I-i Abbreviations and Acronyms ...................................................................................................................... I-ix PART II. AIRWORTHINESS ORGANIZATIONAL STRUCTURE AND STATES RESPONSIBILITIES Chapter 1. State Airworthiness Responsibilities ....................................................................................... II-1-1 1.1 Obligations under the Convention on International Civil Aviation ................................................... II-1-1 1.2 Discharge of State responsibilities ................................................................................................. II-1-2 1.3 Airworthiness responsibilities in Annex 6 and Annex 8................................................................... II-1-4 1.4 Continuing airworthiness responsibilities in Annex 6 and Annex 8 ................................................. II-1-4 Chapter 2. Primary Aviation Legislation ..................................................................................................... II-2-1 2.1 Introduction ..................................................................................................................................... II-2-1 2.2 Structure and content ..................................................................................................................... II-2-1 Chapter 3. State Regulatory System ........................................................................................................... II-3-1 3.1 General ........................................................................................................................................... II-3-1 3.2 Airworthiness regulations ............................................................................................................... II-3-2 Chapter 4. Airworthiness Organization ...................................................................................................... II-4-1 4.1 Structure of the Civil Aviation Authority CAA ................................................................................ II-4-1 4.2 General functions and responsibilities ............................................................................................ II-4-2 4.3 Regulations, policies and guidance ................................................................................................ II-4-3 4.4 Surveillance, investigations and enforcement ................................................................................ II-4-4 4.5 Staffing and training........................................................................................................................ II-4-4 4.6 Airworthiness engineering division AED responsibilities .............................................................. II-4-8 4.7 Airworthiness inspection division AID responsibilities .................................................................. II-4-12 4.8 Airworthiness organizational chart .................................................................................................. II-4-17 4.9 Airworthiness technical library and records .................................................................................... II-4-17
x Airworthiness Manual Page PART III. STATE OF REGISTRY Chapter 1. State Airworthiness Legislation and Organizational Structure.............................................. III-1-1 1.1 General ........................................................................................................................................... III-1-1 1.2 State of Registry responsibilities .................................................................................................... III-1-1 Chapter 2. Aircraft Noise Certification ........................................................................................................ III-2-1 2.1 General ........................................................................................................................................... III-2-1 2.2 Aircraft type noise certification ........................................................................................................ III-2-2 2.3 Noise certification of an aircraft ...................................................................................................... III-2-2 2.4 Validity of document attesting noise certification and recertification ............................................... III-2-4 Attachment A to Chapter 2. Content of application form for documents attesting noise certification ....... III-2-A-1 Attachment B to Chapter 2. Guidance for processing an application for documents attesting noise certification ........................................................................................................................................ III-2-B-1 Chapter 3. Certificate of Airworthiness ...................................................................................................... III-3-1 3.1 General ........................................................................................................................................... III-3-1 3.2 Application for a Certificate of Airworthiness .................................................................................. III-3-1 3.3 Type design certification, validation and acceptance ..................................................................... III-3-2 3.4 Review of the application for a Certificate of Airworthiness ............................................................ III-3-3 3.5 Issuance of a Certificate of Airworthiness....................................................................................... III-3-8 3.6 Continuing validity of a Certificate of Airworthiness ........................................................................ III-3-8 3.7 Validation of a Certificate of Airworthiness ..................................................................................... III-3-13 3.8 Airworthiness flight test ................................................................................................................... III-3-13 Attachment A to Chapter 3. Content of application form for the issuance of a Certificate of Airworthiness ......................................................................................................................... III-3-A-1 Attachment B to Chapter 3. Guidance for processing an application form for the issuance of a Certificate of Airworthiness ......................................................................................................................... III-3-B-1 Attachment C to Chapter 3. Content of application form for the renewal of a Certificate of Airworthiness ......................................................................................................................... III-3-C-1 Attachment D to Chapter 3. Guidance for processing an application for the renewal of a Certificate of Airworthiness ......................................................................................................................... III-3-D-1 Chapter 4. Approval for Special Flights ..................................................................................................... III-4-1 4.1 General ........................................................................................................................................... III-4-1 4.2 Application for special flight approval/authorization/permit ............................................................. III-4-1 4.3 Issuance of special flight approval/authorization/permit ................................................................. III-4-2 Attachment to Chapter 4. Content of application form for a special flight approval/ authorization/permit .................................................................................................................................... III-4-A-1
Contents xi Page Chapter 5. Airworthiness Approval for Export ........................................................................................... III-5-1 5.1 General ........................................................................................................................................... III-5-1 5.2 Procedure for issuance ................................................................................................................... III-5-1 5.3 Exceptions ...................................................................................................................................... III-5-3 5.4 Export Certificate of Airworthiness status ....................................................................................... III-5-4 Attachment A to Chapter 5. Content of application form for an Export Certificate of Airworthiness......... III-5-A-1 Attachment B to Chapter 5. Guidance for processing an application for an Export Certificate of Airworthiness .............................................................................................................................................. III-5-B-1 Attachment C to Chapter 5. Sample Export Certificate of Airworthiness ................................................. III-5-C-1 Chapter 6. Air operators continuing airworthiness responsibilities ....................................................... III-6-1 6.1 Introduction ..................................................................................................................................... III-6-1 6.2 Air operators maintenance control manual MCM ........................................................................ III-6-2 6.3 Maintenance programme ................................................................................................................ III-6-5 6.4 Reliability programme ..................................................................................................................... III-6-8 6.5 Structural integrity programme ....................................................................................................... III-6-19 6.6 Mass and balance programme ....................................................................................................... III-6-21 6.7 Maintenance arrangements ............................................................................................................ III-6-24 6.8 Air operators continuing airworthiness records .............................................................................. III-6-26 6.9 Maintenance release ...................................................................................................................... III-6-30 Attachment A to Chapter 6. Sample mass and balance report ................................................................ III-6-A-1 Attachment B to Chapter 6. Guidance for acceptance of Electronic Aircraft Maintenance Records EAMR and continuing airworthiness records ............................................................................. III-6-B-1 Chapter 7. Aircraft Maintenance Modifications and Repairs ................................................................. III-7-1 7.1 General ........................................................................................................................................... III-7-1 7.2 Modifications .................................................................................................................................. III-7-1 7.3 Repairs ........................................................................................................................................... III-7-2 7.4 Categories of modifications and repairs major/minor ................................................................... III-7-2 7.5 Repair and modification approval ................................................................................................... III-7-4 7.6 Repair approval process ................................................................................................................. III-7-5 7.7 Modification approval process ........................................................................................................ III-7-9 7.8 Post-approval activities ................................................................................................................... III-7-16 Attachment A to Chapter 7. Example of a supplemental Type Certificate ............................................... III-7-A-1 Chapter 8. Continuing Airworthiness of Aircraft ....................................................................................... III-8-1 8.1 Introduction to the concept of continuing airworthiness .................................................................. III-8-1 8.2 Exchange and use of continuing airworthiness information ............................................................ III-8-2 8.3 Notification to the State of Design and State of Design of Modification .......................................... III-8-3 8.4 Action by the State of Registry upon receipt of mandatory continuing airworthiness information ... III-8-4
xii Airworthiness Manual Page 8.5 Transmission to the State of Design or State of Design of Modification for mandatory continuing airworthiness information issued by State of Registry .................................................................... III-8-5 8.6 Transmission of information on faults, malfunctions and defects and other occurrences to the organization responsible for the type design or changes to the type design ........................ III-8-5 8.7 Information to be reported to the civil aviation authority ................................................................. III-8-6 8.8 Service difficulty reporting system .................................................................................................. III-8-6 8.9 Mandatory continuing airworthiness information MCAI ................................................................ III-8-9 8.10 Authenticity and serviceability of aircraft parts ................................................................................ III-8-10 Chapter 9. Approval of the Maintenance Organization ............................................................................. III-9-1 9.1 General ........................................................................................................................................... III-9-1 9.2 State of registrys obligation for approval of maintenance organization .......................................... III-9-1 9.3 Approval certificate and scope of approval ..................................................................................... III-9-2 9.4 Acceptance of maintenance organization approval issued by another State .................................. III-9-4 9.5 Process for approval of a maintenance organization ...................................................................... III-9-6 9.6 Maintenance organizations procedures manual ............................................................................ III-9-8 9.7 Safety management system ........................................................................................................... III-9-8 9.8 Maintenance procedures and quality assurance system ................................................................ III-9-8 9.9 Facilities ......................................................................................................................................... III-9-11 9.10 Personnel ....................................................................................................................................... III-9-12 9.11 Records .......................................................................................................................................... III-9-14 9.12 Maintenance release ...................................................................................................................... III-9-16 9.13 Inspection and acceptance of aircraft components and material from external suppliers and contractors ............................................................................................................................... III-9-17 9.14 Contracting of maintenance by an approved maintenance organization ........................................ III-9-18 9.15 Suppliers evaluation and contractors control procedure by the approved maintenance organization .................................................................................................................................... III-9-18 Attachment A to Chapter 9. Content of a maintenance organizations procedures manual ..................... III-9-A-1 Attachment B to Chapter 9. Approved maintenance organizations quality assurance audit procedures ......................................................................................................................................... III-9-B-1 Attachment C to Chapter 9. Content of an application form for a maintenance organization approval .... III-9-C-1 Attachment D to Chapter 9. Process for approval of a maintenance organization .................................. III-9-D-1 Attachment E to Chapter 9. Maintenance organizations approval certificate .......................................... III-9-E-1 Attachment F to Chapter 9. Rating for component maintenance ............................................................. III-9-F-1 Attachment G to Chapter 9. Example of a release certificate .................................................................. III-9-G-1 Chapter 10. Maintenance on Aircraft not Under the Responsibility of the Contracting State Issuing the Certification for the Approved Maintenance Organization AMO ................................. III-10-1 10.1 Aircraft maintenance Without a Contracting State-issued AMO approval .................................... III-10-1 10.2 Benefits and importance of keeping an aircraft on a States register .............................................. III-10-1 10.3 Potential complications and risks of aircraft without registration ..................................................... lll-10-5
Contents xiii Page 10.4 Avoiding delays in aircraft de-/re-registration, maintenance and COFA issuance .......................... lll-10-6 10.5 Registration and airworthiness determinations as separate functions ............................................ lll-10-9 10.6 Methodology to assist stakeholders perform maintenance on aircraft not under the responsibility of the Contracting State issuing the maintenance organizations approval ......... III-10-9 PART IV. STATE OF THE OPERATOR Chapter 1. State Airworthiness Legislation System and Organization Structure ................................... IV-1-1 1.1 General ........................................................................................................................................... IV-1-1 1.2 State of the Operator responsibilities.............................................................................................. IV-1-1 Chapter 2. Air Operator Certificate Airworthiness Aspects ................................................................... IV-2-1 2.1 General ........................................................................................................................................... IV-2-1 2.2 Pre-application phase ..................................................................................................................... IV-2-4 2.3 Formal application phase ............................................................................................................... IV-2-5 2.4 Document evaluation phase ........................................................................................................... IV-2-9 2.5 Demonstration and inspection phase ............................................................................................. IV-2-14 2.6 Certification phase .......................................................................................................................... IV-2-17 Chapter 3. Aircraft Maintenance Modifications and Repairs ................................................................. IV-3-1 3.1 General ........................................................................................................................................... IV-3-1 3.2 Compatibility of modifications and repairs ...................................................................................... IV-3-1 3.3 Retention of modification and repair data and records ................................................................... IV-3-2 Chapter 4. Continuing Airworthiness of Aircraft ....................................................................................... IV-4-1 4.1 Introduction to the concept of continuing airworthiness .................................................................. IV-4-1 4.2 Exchange and use of continuing airworthiness information ............................................................ IV-4-2 4.3 Notification to the State of Design .................................................................................................. IV-4-3 4.4 Action by the State of the Operator upon receipt of mandatory continuing airworthiness information ...................................................................................................................................... IV-4-4 4.5 Transmission to the State of Design of mandatory continuing airworthiness information issued by the State of the Operator ............................................................................. IV-4-4 4.6 Transmission of information on faults, malfunctions, defects and other occurrences to the organization responsible for the type design ........................................................................ IV-4-4 4.7 Information to be reported to the civil aviation authority ................................................................. IV-4-4 4.8 Service difficulty reporting system .................................................................................................. IV-4-5 4.9 Mandatory continuing airworthiness information MCAI ................................................................ IV-4-7 Chapter 5. Airworthiness Requirements for Extended Diversion Time Operations EDTO .................. IV-5-1 5.1 General ........................................................................................................................................... IV-5-1 5.2 Airworthiness considerations for aeroplanes with more than two turbine engines .......................... IV-5-2 5.3 Airworthiness considerations for aeroplanes with two turbine engines ........................................... IV-5-2 5.4 Continuing surveillance .................................................................................................................. IV-5-4 5.5 Maintenance requirements ............................................................................................................. IV-5-5
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Doc 9760. Edition 4. Airworthiness ManualDoc 9760. Edition 3. Airworthiness ManualDoc 9760. Airworthiness ManualAnnex 1. Edition 14. Personnel LicensingAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I - International Commercial Air Transport. AeroplanesAnnex 7. Edition 6. Aircraft Nationality and Registration MarksAnnex 8. Edition 13. Airworthiness of AircraftAnnex 16. Vol 1. Edition 8. Environmental Protection. Volume I. Aircraft NoiseAnnex 19. Edition 3. Safety ManagementDoc 8335. Edition 6. Manual of Procedures for Operations Inspection, Certification and Continued SurveillanceDoc 9501. Vol 2. Edition 4. Environmental Technical Manual. Volume II. Procedures for the Emissions Certification of Aircraft EnginesDoc 9587. Edition 4. Policy and Guidance Material on the Economic Regulation of International Air TransportDoc 9734. Part 1. Edition 3. Safety Oversight Manual. Part A. The Establishment and Management of a State Safety Oversight SystemDoc 9859. Edition 4. Safety Management ManualDoc 10020. Edition 2. Manual of Electronic Flight Bags (EFBs)Doc 10059. Edition 1. Manual on the implementation of Article 83 bis of the Convention on International Civil AviationDoc 10085. Edition 1. Extended Diversion Time Operations Manual (EDTOM)Doc 10142. Edition 1. Manual on Registration and Deregistration of AircraftAnnex 2. Edition 10. Rules of the AirAnnex 2. Edition 10. Rules of the AirAnnex 2. Edition 11. Rules of the AirAnnex 6. Part 4. Edition 1. Operation of Aircraft. Part IV. International Operations ‒ Remotely Piloted Aircraft SystemsAnnex 6. Part 3. Edition 5. Part III — International Operations — HelicoptersAnnex 6. Part 3. Edition 6. Part III — International Operations — HelicoptersAnnex 6. Part 2. Edition 7. International General Aviation — AeroplanesAnnex 6. Part 3. Edition 7. Part III — International Operations — HelicoptersAnnex 6. Part 1. Edition 8. Part I — International Commercial Air Transport — AeroplanesAnnex 6. Part 2. Edition 8. International General Aviation — AeroplanesAnnex 6. Part 3. Edition 8. International Operations — HelicoptersAnnex 6. Part 1. Edition 9. Part I — International Commercial Air Transport — AeroplanesAnnex 6. Part 2. Edition 9. Operation of Aircraft. Part II — International General Aviation — AeroplanesAnnex 6. Part 3. Edition 9. International Operations — HelicoptersAnnex 6. Part 1. Edition 10. International Commercial Air Transport — AeroplanesAnnex 6. Part 2. Edition 10. International General Aviation — AeroplanesAnnex 6. Part 2. Edition 10. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 2. Edition 10. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 3. Edition 10. Operation of Aircraft. Part III. International Operations. HelicoptersAnnex 6. Part 1. Edition 11. International Commercial Air Transport — Aeroplanes.Annex 6. Part 1. Edition 11. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 6. Part 1. Edition 11. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 6. Part 2. Edition 11. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 2. Edition 11. Operation of Aircraft. Part II. International General Aviation. AeroplanesAnnex 6. Part 3. Edition 11. Operation of Aircraft. Part III. International Operations. HelicoptersAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 8. Edition 9. Airworthiness of AircraftAnnex 8. Edition 10. Airworthiness of AircraftAnnex 8. Edition 11. Airworthiness of AircraftAnnex 8. Edition 12. Airworthiness of AircraftAnnex 8. Edition 12. Airworthiness of AircraftAnnex 10. Vol 4. Edition 5. Aeronautical Telecommunications. Surveillance and Collision Avoidance SystemsAnnex 10. Vol 4. Edition 5. Aeronautical Telecommunications. Surveillance and Collision Avoidance SystemsAnnex 14. Vol 1. Edition 4. Aerodromes. Aerodrome Design and Operations.Annex 14. Vol 1. Edition 5. Aerodromes. Aerodrome Design and Operations.Annex 14. Vol 1. Edition 6. Aerodromes. Aerodrome Design and Operations.Annex 14. Vol 1. Edition 7. Aerodromes. Aerodrome Design and Operations.Annex 14. Vol 1. Edition 8. Aerodromes. Volume I. Aerodrome Design and OperationsAnnex 14. Vol 1. Edition 8. Aerodromes. Aerodrome Design and Operations.Annex 14. Vol 1. Edition 8. Aerodromes. Volume I. Aerodrome Design and OperationsAnnex 14. Vol 1. Edition 9. Aerodromes. Volume I. Aerodrome Design and OperationsAnnex 14. Vol 1. Edition 9. Aerodromes. Volume I. Aerodrome Design and OperationsAnnex 19. Edition 1. Safety Management.Doc 9868. Edition 3. Procedures For Air Navigation Services. TrainingDoc 8335. Edition 5. Manual of Procedures for Operations Inspection, Certification and Continued SurveillanceDoc 9137. Part 2. Edition 4. Airport Services Manual. Part 2. Pavement Surface ConditionsDoc 9365. Edition 4. Manual of All-Weather OperationsDoc 9365. Edition 5. Manual of All-Weather OperationsDoc 9587. Edition 3. Policy and Guidance Material on the Economic Regulation of International Air TransportDoc 9587. Edition 4. Policy and Guidance Material on the Economic Regulation of International Air TransportDoc 9786. Annual Report of the Council - 2001 umentation for the Session of the Assembly in 2004Doc 9817. Edition 1. Manual on Low-level Wind ShearDoc 9817. Edition 1. Manual on Low-level Wind ShearDoc 9817. Edition 1. Manual on Low-level Wind ShearDoc 9842. Programme Budget of the Organization 2005-2006-2007Doc 9845. Assembly 35th Session. Montréal, 28 September – 8 October 2004. Technical Commission. ReportDoc 9866. Directors General of Civil Aviation Conference on Global Strategy for Aviation Safety. Montréal, 20 to 22 March 2006. ReportDoc 10019. Edition 1. Manual on Remotely Piloted Aircraft Systems (RPAS)Doc 10059. Edition 1. Manual on the implementation of Article 83 bis of the Convention on International Civil AviationDoc 10098. Edition 1. Manual on Competency-based Training and Assessment for Aircraft Maintenance PersonnelDoc 10098. Edition 1. Manual on Competency-based Training and Assessment for Aircraft Maintenance PersonnelDoc 10115. Edition 1. Thirteenth Air Navigation Conference. Montréal, 9 – 19 October 2018. ReportDoc 10146. Edition 1. Manual on Airworthiness Approvals for Changing Aircraft Cabin InteriorsDoc 10151. Edition 1. Manual on Human Performance (HP) for RegulatorsDoc 10159. Edition 1. Safety Intelligence ManualDoc 10163. Edition 1. Manual on High Elevation Aerodrome OperationsCircular 95. Edition 7. THE CONTINUING AIRWORTHINESS OF AIRCRAFT IN SERVICE Codes of Airworthiness Used by Different States, Methods of Handling and Exchange of Information on Airworthiness Directives (or their Equivalent), Details of Systems Used in States for Reporting of Information on Faults, Defects and Malfunctions and List of the Design Organizations Responsible for the Type Design/ the Continuing Airworthiness of Aircraft (Seventh Edition)Circular 355. Edition 1. Assessment, Measurement and Reporting of Runway Surface Conditions
Table Of Contents
COVER PAGE
AMENDMENTS
RECORD OF AMENDMENTS AND CORRIGENDA
FOREWORD
CONTENTS
PART III. STATE OF REGISTRY
PART I DEFINITIONS AND ABBREVIATIONS
DEFINITIONS
PART II
Chapter 1
1.1 OBLIGATIONS UNDER THE CONVENTION ON INTERNATIONAL CIVIL AVIATION
1.2 DISCHARGE OF STATE RESPONSIBILITIES
1.3 AIRWORTHINESS RESPONSIBILITIES IN ANNEX 6 AND ANNEX 8
1.3.1 Additional equipment
1.3.2 Aircraft maintenance
1.4 CONTINUING AIRWORTHINESS RESPONSIBILITIES IN ANNEX 6 AND ANNEX 8
Chapter 2
2.1 INTRODUCTION
2.2 STRUCTURE AND CONTENT
Chapter 3
3.1 GENERAL
3.2 AIRWORTHINESS REGULATIONS
Chapter 4
4.1 STRUCTURE OF THE CIVIL AVIATION AUTHORITY (CAA)
4.2 GENERAL FUNCTIONS AND RESPONSIBILITIES
4.3 REGULATIONS, POLICIES AND GUIDANCE
4.4 SURVEILLANCE, INVESTIGATIONS AND ENFORCEMENT
4.5 STAFFING AND TRAINING
4.5.1 General
4.5.2 AED staff qualification and experience
4.5.3 AID inspector qualification and experience
4.5.4 Qualification of AID inspectors by academic study
4.5.5 Training requirements
4.6.1 General
4.5.6 On-the-job training
4.5.7 Nomination of AID inspectors
4.6 AIRWORTHINESS ENGINEERING DIVISION (AED) RESPONSIBILITIES
4.6.2 Approvals and certificates
4.6.3 Support of type certification activities
4.6.4 Continuing airworthiness functions
4.6.5 Duties and responsibilities
4.6.6 Liaison functions
4.7 AIRWORTHINESS INSPECTION DIVISION (AID) RESPONSIBILITIES
4.7.1 General
4.7.2 Approvals and certificates
4.7.3 Duties and responsibilities
4.7.4 Surveillance
4.7.5 Liaison functions
4.8 AIRWORTHINESS ORGANIZATIONAL CHART
4.9 AIRWORTHINESS TECHNICAL LIBRARY AND RECORDS
Chapter 1
1.1 GENERAL
1.2 STATE OF REGISTRY RESPONSIBILITIES
2.2 AIRCRAFT TYPE NOISE CERTIFICATION
2.3 NOISE CERTIFICATION OF AN AIRCRAFT
2.3.1 General
2.3.2 Formats for noise certification documentation
2.3.3 Issuing a noise certificate to attest noise certification
2.3.4 Use of Certificate of Airworthiness to attest noise certification
2.4 VALIDITY OF DOCUMENT ATTESTING NOISE CERTIFICATION AND RECERTIFICATION
Attachment A to Chapter 2
Attachment B to Chapter 2
Chapter 3
3.1 GENERAL
3.2 APPLICATION FOR A CERTIFICATE OF AIRWORTHINESS
3.3 TYPE DESIGN CERTIFICATION, VALIDATION AND ACCEPTANCE
3.4 REVIEW OF THE APPLICATION FOR A CERTIFICATE OF AIRWORTHINESS
3.4.2 Application form review
3.4.3 Aircraft configuration identification
3.4.3.1 New aircraft
3.4.3.2 Used aircraft
3.4.4 Aircraft documentation review
3.4.5 Aircraft inspection
3.6 CONTINUING VALIDITY OF A CERTIFICATE OF AIRWORTHINESS
3.5 ISSUANCE OF A CERTIFICATE OF AIRWORTHINESS
3.6.1 General
3.6.2 Certificate of Airworthiness with an expiring period of validity
3.6.2.3 Application for Certificate of Airworthiness renewal
3.6.2.4 Status of continuing airworthiness
3.6.2.5 Inspection of records
3.6.2.6 Inspection of the aircraft
3.6.2.7 Renewal of the Certificate of Airworthiness
3.6.3 Certificate of Airworthiness with a non-expiring period of validity
3.6.4 Orphan aircraft
3.7 VALIDATION OF A CERTIFICATE OF AIRWORTHINESS
3.8 AIRWORTHINESS FLIGHT TEST
Attachment A to Chapter 3
Attachment B to Chapter 3
Attachment C to Chapter 3
Attachment D to Chapter 3
Chapter 4
4.1 GENERAL
4.2 APPLICATION FOR SPECIAL FLIGHT APPROVAL/AUTHORIZATION/PERMIT
4.3 ISSUANCE OF SPECIAL FLIGHT APPROVAL/AUTHORIZATION/PERMIT
Attachment to Chapter 4
Chapter 5
5.1 GENERAL
5.2 PROCEDURE FOR ISSUANCE
5.3 EXCEPTIONS
5.4 EXPORT CERTIFICATE OF AIRWORTHINESS STATUS
Attachment A to Chapter 5
Attachment B to Chapter 5
Attachment C to Chapter 5
Chapter 6
6.1 INTRODUCTION
6.2 AIR OPERATOR'S MAINTENANCE CONTROL MANUAL (MCM)
6.3 MAINTENANCE PROGRAMME
6.3.1 General
6.3.2 Maintenance programme development basis
6.3.3 Maintenance programme approval
6.3.4 Updating the maintenance programme
6.4 RELIABILITY PROGRAMME
6.4.1 General
6.4.2 Reliability programme criteria
6.4.3 Organizational structure
6.4.4 Data collection system
6.4.5 Data analysis and display
6.4.6 Performance standard
6.4.7 Establishing initial standards
6.4.8 Establishing alert values statistically (alert type)
6.4.9 Establishing standards using other analysis (non-alert type)
6.4.10 Condition-monitored maintenance programmes
6.4.11 Monitoring by age/reliability relationship
6.4.12 Control for adjusting time limitations
6.4.13 Interval adjustments and changes
6.4.14 Approval of programmes
6.5 STRUCTURAL INTEGRITY PROGRAMME
6.6 MASS AND BALANCE PROGRAMME
6.6.1 General
6.6.2 Periodic determination of mass
6.6.3 Procedures for determining mass
6.6.4 Loading data
6.6.5 Preparation and approval of loading data
6.6.6 Record of mass and balance
6.7 MAINTENANCE ARRANGEMENTS
6.7.1 Maintenance organization
6.7.2 Guidance on contractual arrangements for maintenance
6.8 AIR OPERATOR'S CONTINUING AIRWORTHINESS RECORDS
6.8.1 Introduction
6.8.2 General
6.8.3 Contents of records
6.8.4 Record-keeping
6.9 MAINTENANCE RELEASE
6.9.1 General
6.9.2 Requirements of maintenance release
Attachment B to Chapter 6
Chapter 7
7.1 GENERAL
7.2 MODIFICATIONS
7.4.1 General
7.3 REPAIRS
7.4 CATEGORIES OF MODIFICATIONS AND REPAIRS (MAJOR/MINOR)
7.4.2 Major modification
7.4.3 Minor modification
7.4.4 Major repair
7.4.5 Minor repair
7.5 REPAIR AND MODIFICATION APPROVAL
7.6 REPAIR APPROVAL PROCESS
7.6.1 Application for approval of repair design
7.6.2 Approval activities
7.6.3 Establishing an approval basis
7.6.4 Establishing the means of compliance
7.6.5 Demonstration of compliance
7.6.6 Finding of compliance
7.6.7 Approving the repair design
7.6.8 Post-approval activities
7.7 MODIFICATION APPROVAL PROCESS
7.7.1 Application for approval of a modification
7.7.2 Approval activities
7.7.3 Establishing a certification basis
7.7.4 Environmental Standards
7.7.5 Establishing the means of compliance
7.7.5.1 General
7.7.5.2 Means of compliance
7.7.5.3 Certification compliance plan
7.7.5.4 Level of involvement
7.7.6 Demonstration and finding of compliance
7.7.6.1 General
7.7.6.2 Demonstration of compliance
7.7.7 Finding of compliance
7.7.8 Approving the modification
7.7.9 Issuance of approval
7.7.10 Documents necessary for operation of a modified aircraft
7.8 POST-APPROVAL ACTIVITIES
7.8.1 General
7.8.2 Retention of design change data
7.8.3 Responsibility of holder of modification approval
7.8.4 Continuing airworthiness
Attachment A to Chapter 7
Chapter 8
8.1 INTRODUCTION TO THE CONCEPT OF CONTINUING AIRWORTHINESS
8.2 EXCHANGE AND USE OF CONTINUING AIRWORTHINESS INFORMATION
8.2.1 Introduction
8.2.2 Responsibilities of the State of Registry
8.3 NOTIFICATION TO THE STATE OF DESIGN AND STATE OF DESIGN OF MODIFICATION
8.4 ACTION BY THE STATE OF REGISTRY UPON RECEIPT OF MANDATORY CONTINUING AIRWORTHINESS INFORMATION
8.8.3 Guidelines for reporting
8.7 INFORMATION TO BE REPORTED TO THE CIVIL AVIATION AUTHORITY
8.8 SERVICE DIFFICULTY REPORTING SYSTEM
8.8.1 General
8.8.2 Sources of information for the service difficulty report
8.8.4 Significant reports
8.9.2 Responsibility for MCAI
8.9 MANDATORY CONTINUING AIRWORTHINESS INFORMATION (MCAI)
8.9.1 General
8.9.2.1 Responsibilities of the air operator
8.9.2.3 The role of aircraft maintenance engineers or maintenance organizations
8.9.2.2 The aircraft owner's role
8.10 AUTHENTICITY AND SERVICEABILITY OF AIRCRAFT PARTS
8.10.1 Introduction
8.10.2 Parts eligible for installation
8.10.3 Unapproved parts
8.10.4 Supporting documentation
8.10.5 Precautions to prevent the inadvertent acceptance of unapproved parts
8.10.7 Parts stockists and distributors
8.10.6 Unapproved parts reporting
8.10.8 Parts removed from an aircraft no longer in service
8.10.9 Parts recovered from aircraft involved in accidents
8.10.10 Disposal of scrapped parts
9.2 STATE OF REGISTRY'S OBLIGATION FOR APPROVAL OF MAINTENANCE ORGANIZATION
Chapter 9
9.1 GENERAL
9.3 APPROVAL CERTIFICATE AND SCOPE OF APPROVAL
9.4 ACCEPTANCE OF MAINTENANCE ORGANIZATION APPROVAL ISSUED BY ANOTHER STATE
9.4.2 Unilateral acceptance of other State's approval
9.4.1 General
9.4.3 Bilateral or multilateral acceptance of approval
9.5.2 Pre-application phase
9.5 PROCESS FOR APPROVAL OF A MAINTENANCE ORGANIZATION
9.5.1 General
9.5.6 Certification phase
9.5.3 Formal application phase
9.5.4 Document evaluation phase
9.5.5 Demonstration and inspection phase
9.8 MAINTENANCE PROCEDURES AND QUALITY ASSURANCE SYSTEM
9.6 MAINTENANCE ORGANIZATION'S PROCEDURES MANUAL
9.7 SAFETY MANAGEMENT SYSTEM
9.8.1 General
9.8.2 Quality management system
9.8.3 Quality system personnel qualifications
9.9.1 Facility requirements
9.9 FACILITIES
9.9.2 Equipment, tools, material and technical data
9.10.1 Accountable executive and nominated personnel
9.10 PERSONNEL
9.10.2 Maintenance and other personnel
9.10.3 Training policy
9.11 RECORDS
9.12.2 Qualification of persons signing a maintenance release
9.12 MAINTENANCE RELEASE
9.12.1 General
9.13 INSPECTION AND ACCEPTANCE OF AIRCRAFT COMPONENTS AND MATERIAL FROM EXTERNAL SUPPLIERS AND CONTRACTORS
9.15.2 Assessment of the suppliers (no maintenance services are provided)
9.14 CONTRACTING OF MAINTENANCE BY AN APPROVED MAINTENANCE ORGANIZATION
9.15 SUPPLIER'S EVALUATION AND CONTRACTOR'S CONTROL PROCEDURE BY THE APPROVED MAINTENANCE ORGANIZATION
9.15.1 General
Attachment A to Chapter 9
Attachment B to Chapter 9
Attachment C to Chapter 9
2.3 Initial statement of compliance
2.1 Formal application package
2.2 Schedule of events
2.4 Management structure and key staff members
2.5 Documents to review and approve/accept
2.6 Cursory review of the formal application package
2.7 Acceptability of the formal application
2.8 Formal application meeting
3.8 Safety management manual
3.6 Quality assurance system
3.7 Training manual for maintenance personnel
4.1 General
4.2 Facilities
5.1 Final preparation for the issuance of an AMO approval
Attachment F to Chapter 9
10.2 BENEFITS AND IMPORTANCE OF KEEPING AN AIRCRAFT ON A STATE'S REGISTER
Chapter 10
10.1 AIRCRAFT MAINTENANCE – WITHOUT A CONTRACTING STATE-ISSUED AMO APPROVAL
10.1.1 General
10.2.1 Background
10.2.2 Establishing satisfactory evidence for the issuance and continued validity of a Certificate of Airworthiness
10.2.3 Aircraft under the responsibility of a Contracting State and with a Certificate of Airworthiness
10.3 POTENTIAL COMPLICATIONS AND RISKS OF AIRCRAFT WITHOUT REGISTRATION
10.3.1 Background
10.4 AVOIDING DELAYS IN AIRCRAFT DE-/RE-REGISTRATION, MAINTENANCE AND COFA ISSUANCE
10.3.2 Extended delays in aircraft registration leading to non-conformity
10.4.1 Background
10.4.2 Reasons for delays in the change of national aircraft registrations
10.4.3 Best practices to minimize delays in the transfer of regulatory responsibility
10.6.1 General
10.5 REGISTRATION AND AIRWORTHINESS DETERMINATIONS AS SEPARATE FUNCTIONS
10.5.1 General
10.5.2 Acceptance of a C of A by other Contracting States
10.6 METHODOLOGY TO ASSIST STAKEHOLDERS PERFORM MAINTENANCE ON AIRCRAFT NOT UNDER THE RESPONSIBILITY OF THE CONTRACTING STATE ISSUING THE MAINTENANCE ORGANIZATION'S APPROVAL
10.6.2 Maintenance instructions for aircraft not under the responsibility of the Contracting State issuing the maintenance provider's approval
10.6.4 Performing maintenance on aircraft without an approved maintenance programme
PART IV
1.1 GENERAL
Chapter 1
1.2 STATE OF THE OPERATOR RESPONSIBILITIES
Chapter 2
2.1 GENERAL
2.1.6.1 Pre-application phase
2.1.6.4 Demonstration and inspection phase
2.1.6.2 Formal application phase
2.1.6.3 Document evaluation phase
2.1.6.5 Certification phase
2.2 PRE-APPLICATION PHASE
2.2.1 Initial inquiry and CAA response
2.3.1 Formal application package
2.3 FORMAL APPLICATION PHASE
2.3.2.2 Initial statement of compliance
2.3.2 Attachments to the formal application
2.3.2.1 Schedule of events
2.3.2.3 Management structure and key staff members
2.3.2.7 Maintenance control manual
2.3.2.4 Aircraft to be operated
2.3.2.5 Maintenance contract
2.3.2.6 Documents of purchase, leases, contracts or letters of intent
2.3.2.8 Maintenance programme
2.3.4 Acceptability of the formal application
2.3.2.9 Reliability programme
2.3.2.10 Quality assurance system
2.3.2.11 Safety management system
2.3.3 Cursory review of the formal application package
2.3.5 Formal application meeting
2.4 DOCUMENT EVALUATION PHASE
2.4.1 General
2.4.7.1.1 Approval actions
2.4.7 Evaluation of the documents
2.4.7.1 General
2.4.7.1.2 Acceptance actions
2.4.7.4 Reliability programme
2.4.7.2 Maintenance control manual
2.4.7.3 Maintenance programme
2.4.7.5 Quality assurance system
2.4.7.6.2 Contracting of monitoring
2.4.7.6 Alternative to a quality assurance system
2.4.7.6.1 Items specific to maintenance
2.4.7.7 Maintenance contracts and other maintenance arrangements
2.4.7.9 Management personnel résumés providing qualifications and aviation experience
2.4.7.8 Training manual for maintenance personnel
2.4.7.10 Minimum equipment list (MEL)
2.4.7.11 Configuration deviation list (CDL)
2.5.1 General
2.4.7.12 Safety management system manual
2.5 DEMONSTRATION AND INSPECTION PHASE
2.5.4.1 Main base buildings
2.5.2 Maintenance control organization
2.5.3 Maintenance control manual
2.5.4 Fixed facilities
2.5.6.2 Maintenance records
2.5.4.2 Line stations
2.5.5 Mobile equipment
2.5.6 Aircraft inspection
2.5.6.1 Maintenance programme compliance
2.5.6.3 Aircraft physical inspection
2.6.1 Final preparation for the issuance of an AOC
2.6 CERTIFICATION PHASE
2.6.2 Period of validity of an air operator certificate and the associated operations specifications
2.6.3 Amendments to the air operator certificate and the operations specifications
2.6.4 Renewal of an air operator certificate or an RPAS operator certificate (ROC)
3.2.2 Responsibilities of installers
Chapter 3
3.1 GENERAL
3.2 COMPATIBILITY OF MODIFICATIONS AND REPAIRS
3.2.1 Introduction
3.2.3 Responsibilities of air operators
3.3.1 Introduction
3.3 RETENTION OF MODIFICATION AND REPAIR DATA AND RECORDS
3.3.2 Responsibilities of air operators
Chapter 4
4.1 INTRODUCTION TO THE CONCEPT OF CONTINUING AIRWORTHINESS
4.2 EXCHANGE AND USE OF CONTINUING AIRWORTHINESS INFORMATION
4.2.1 Introduction
4.2.2 Responsibilities of All Contracting States including the State of Operator
4.3 NOTIFICATION TO THE STATE OF DESIGN
4.2.3 Responsibilities of the air operator
4.7 INFORMATION TO BE REPORTED TO THE CIVIL AVIATION AUTHORITY
4.4 ACTION BY THE STATE OF THE OPERATOR UPON RECEIPT OF MANDATORY CONTINUING AIRWORTHINESS INFORMATION
4.5 TRANSMISSION TO THE STATE OF DESIGN OF MANDATORY CONTINUING AIRWORTHINESS INFORMATION ISSUED BY STATE OF THE OPERATOR
4.6 TRANSMISSION OF INFORMATION ON FAULTS, MALFUNCTIONS, DEFECTS AND OTHER OCCURRENCES TO THE ORGANIZATION RESPONSIBLE FOR THE TYPE DESIGN
4.8.2 Sources of information for the SDR
4.8 SERVICE DIFFICULTY REPORTING SYSTEM
4.8.1 General
4.8.3 Guidelines for reporting
4.9 MANDATORY CONTINUING AIRWORTHINESS INFORMATION (MCAI)
4.8.4 Significant reports
4.9.1 General
4.9.2.2 Role of the air operator
4.9.2 Responsibility for MCAI
4.9.2.1 The aircraft owner's responsibilities
4.9.2.3 The role of aircraft maintenance engineers or maintenance organizations
Chapter 5
5.1 GENERAL
5.3 AIRWORTHINESS CONSIDERATIONS FOR AEROPLANES WITH TWO TURBINE ENGINES
5.2 AIRWORTHINESS CONSIDERATIONS FOR AEROPLANES WITH MORE THAN TWO TURBINE ENGINES
5.3.1 General
5.3.3 Engineering modifications and maintenance programme considerations
5.3.2 Assessment of the operator's propulsion system reliability
5.4 CONTINUING SURVEILLANCE
5.5.2 Maintenance programme
5.5 MAINTENANCE REQUIREMENTS
5.5.1 Introduction
5.5.3 EDTO manual
5.5.6 Verification programme
5.5.4 Maintenance training
5.5.5 Parts control
5.5.7 Reliability programme
5.6.1 Introduction
5.5.8 Oil consumption programme
5.5.9 Engine condition monitoring
5.5.10 Propulsion system monitoring
5.6 REQUIREMENTS FOR SYSTEMS PERFORMANCE AND RELIABILITY ASSESSMENT
5.6.2 Reliability requirements
5.6.4 Analysis of failure effects
5.6.3 Reliability assessment
5.6.5 Assessment of manufacturer's maintenance instructions
5.6.6 Aircraft flight manual information
5.6.7 Continuing surveillance
6.1 GENERAL
Chapter 6
6.2 ACCEPTANCE OF THE TYPE DESIGN
6.3 MAINTENANCE
6.4 APPROVAL FOR EXTENDED DIVERSION TIME OPERATIONS (EDTO)
6.5 INFORMATION ON FAULTS, MALFUNCTIONS, DEFECTS AND OTHER OCCURRENCES
6.6 MANDATORY CONTINUING AIRWORTHINESS INFORMATION (MCAI)
6.7 DISTRIBUTION OF MANDATORY CONTINUING AIRWORTHINESS INFORMATION
6.8 ATTACHMENTS
Attachment A to Chapter 6
Definitions
Attachment B to Chapter 6
Definitions
Attachment C to Chapter 6
Attachment D to Chapter 6
3.1.3 Language
3.1 General
3.1.2 Governing requirement
3.1.4 Documentation requirements
3.1.5 Part numbers
3.1.6 Serial numbers
3.3 Record-keeping requirements for life-limited parts
3.1.7 Dates
3.2 Record-keeping requirements for airworthiness directives (AD)
3.4 Transfer of records
3.7 Modifications/alterations
3.5 Lost records
3.6 Service bulletins (SBs)
3.8 Repairs
4.2 Recommended format
4.1 Presentation
PART V
1.2.1 State of Design
Chapter 1
1.1 GENERAL
1.2 RESPONSIBILITIES OF THE STATE OF DESIGN AND STATE OF MANUFACTURE
1.2.2 State of Manufacture
2.1 GENERAL
Chapter 2 TYPE CERTIFICATION
2.2.2 Applicant
2.2.1 General
2.2 APPLICATION FOR A TYPE CERTIFICATE
2.2.3 Application form
2.2.4 Validity period of an application
2.2.5 Management of the application
2.2.5.1 Type Certification Board
2.2.5.2 Board membership and participation
2.2.5.3 Major activities of the board
2.2.5.4 Record-keeping of TCB activities
2.3.1 General
2.3.2 Establishing the certification basis
2.3.2.4.1 Airworthiness standards
2.3.2.4.2 Environmental standards
2.3.2.4.3 Special conditions (SC) of airworthiness
2.3.2.4.4 Finding of equivalent level of safety (FES)
2.3.2.4.5 Exemption
2.3.2.4.6 Elect to comply
2.3.2.4.7 Other compliance considerations
2.3.3 Establishing the means of compliance
2.3.3.1 General
2.3.3.2 Means of compliance
2.3.3.3 Certification compliance plan
2.3.3.4 Level of involvement
2.3.4 Demonstration and finding of compliance
2.3.4.1 General
2.3.4.2 Demonstration of compliance
2.3.4.3 Finding of compliance
2.3.4.4 Non-compliance
2.3.5 Certifying the type design
2.3.5.1 General
2.3.5.2 Withholding approval of type design
2.3.5.3 Issuing a type certificate
2.3.5.4 Type certificate data sheet
2.3.5.5 Documents necessary for approved type design
2.3.6.1 General
2.3.5.6 Other information necessary for operation of aircraft
2.3.6 Post-type certification activities
2.3.6.2 Retention of type design data
2.3.6.3 Responsibility of type certificate holder
2.3.6.4 Changes in approved type design
2.3.6.5 Continuing airworthiness
2.3.6.6 Suspension of type certificates
2.3.6.7 Revoking type certificates
2.4 TYPE CERTIFICATION ACTIVITIES BY STATES OTHER THAN THE STATE OF DESIGN
2.5 INSTRUCTIONS FOR CONTINUING AIRWORTHINESS (ICA)
2.5.1 General
2.5.2 ICA format and topics
2.5.3 Implementation
2.6 CERTIFICATION MAINTENANCE REQUIREMENTS AND AIRWORTHINESS LIMITATIONS
2.6.1 Introduction
2.6.2 Background information for helicopters
2.6.3 Background information for aeroplanes
2.6.4 Failure monitoring and warning systems
2.6.5 Implementation of certification maintenance requirements (CMRs)
2.6.6 Incorporation of airworthiness limitations and CMR in maintenance programmes
2.7 STRUCTURAL INTEGRITY PROGRAMME (SIP)
2.7.1 Introduction
2.7.2 Implementation
2.7.3 Procedures and methods
2.7.4 Continuing assessment of structural integrity
2.7.4.1 General
2.7.4.2 Damage-tolerance assessment
2.7.4.3 Safe-life structures
2.7.4.4 Information to be included in the assessment
2.7.5 Inspection programme
2.7.6 The continuing structural integrity programme
2.7.6.1 Supplemental inspections
2.7.6.2 Corrosion prevention and control programme
2.7.6.3 Structural modifications and associated inspections
2.7.6.4 Repair assessment methodology
2.7.7 Widespread fatigue damage
2.7.8 Limit of validity of maintenance programmes
2.7.9 Water-displacing corrosion-inhibiting fluids
2.8.2 General
2.8 MAINTENANCE REVIEW BOARD (MRB)
2.8.1 Introduction
2.8.3 Background
2.8.4 Organization
2.8.5 Maintenance Review Board process
2.8.6 Maintenance Review Board report
2.8.7 Implementation of maintenance review board reports and revisions
2.9 AIRCRAFT FLIGHT MANUAL (AFM), MASTER MINIMUM EQUIPMENT LIST (MMEL) AND CONFIGURATION DEVIATION LIST (CDL)
2.9.1 General
2.9.2 Aircraft flight manual (AFM)
2.9.3 Master minimum equipment list (MMEL)
2.9.4 Configuration deviation list (CDL)
2.9.4.3 Accountability of performance degradation relative to both minor design changes and CDL items
2.9.4.3.1 General
Attachment A to Chapter 2
Attachment B to Chapter 2
Attachment D to Chapter 2
Chapter 3
3.1 GENERAL
3.2 DESIGN CHANGES REQUIRING A NEW TYPE CERTIFICATE
Chapter 4
4.1 PRODUCTION CERTIFICATE/APPROVALS
4.1.1 General
4.1.2 Quality system
4.1.3 Privileges and responsibilities
4.2 PRODUCTION WITHOUT A PRODUCTION CERTIFICATE OR PRODUCTION ORGANIZATION APPROVAL
4.2.1 General
4.2.2 Basic requirements for production without a production certificate/approval
4.2.3 Production inspection system materials review board
4.2.4 Production test – Aircraft
4.2.5 Production test – Engines
4.2.6 Production test – Propellers
4.2.7 Statement of product conformity
Attachment A to Chapter 4
Chapter 5
Chapter 6
6.1 INTRODUCTION TO THE CONCEPT OF CONTINUING AIRWORTHINESS
6.2 EXCHANGE AND USE OF CONTINUING AIRWORTHINESS INFORMATION
6.2.1 Introduction
6.2.2 Organization responsible for the type design
6.2.2.1 Type certificate holder
6.2.3 Transfer of the Type Certificate (TC) to a new TC holder
6.2.4 Absence of, or deficiency by, a holder
6.2.5 Responsibilities of the State of Design
6.2.6 Responsibilities of the State of Design of Modification
6.3 ADVISING THE STATE OF REGISTRY AND OTHER STATES
6.4 TRANSMISSION OF INFORMATION ON FAULTS, MALFUNCTIONS AND DEFECTS AND OTHER OCCURRENCES TO THE ORGANIZATION RESPONSIBLE FOR THE TYPE DESIGN OR CHANGES TO THE TYPE DESIGN
6.5 TRANSMISSION TO THE STATE OF DESIGN OR STATE OF DESIGN OF MODIFICATION FOR MANDATORY CONTINUING AIRWORTHINESS INFORMATION ISSUED BY THE STATE OF REGISTRY
6.6 ACTION BY THE STATE OF DESIGN UPON RECEIPT OF CONTINUING AIRWORTHINESS INFORMATION
6.6.5 Type of information on continuing airworthiness to be transmitted by the type design organization
6.7 INFORMATION TO BE REPORTED TO THE AUTHORITY
6.8 SERVICE DIFFICULTY REPORTING SYSTEM
6.8.1 General
6.8.2 Sources of information for service difficulty reports
6.8.3 Guidelines for reporting
6.8.4 Significant reports
6.9 MANDATORY CONTINUING AIRWORTHINESS INFORMATION (MCAI)
6.9.1 General
Attachment A to Chapter 6 TRANSFER OF TYPE DESIGN TO NEW TYPE CERTIFICATE HOLDER
3.1 Involvement of authorities
3.2 Communications and languages
3.3 Transfer plan
3.4 Review of applicant's capability
3.5 Review of the type design
3.6 Certification basis
3.7 Substantiating data and reports
3.8 Type Certificates and Type Certificate data sheets
3.9 Manuals
3.10 Structural integrity programme
3.11 Informing ICAO Contracting States of transfer
Chapter 7
7.1 GENERAL
7.2 PROCEDURE FOR ISSUANCE
7.3 EXPORT CERTIFICATE OF AIRWORTHINESS STATUS
Attachment A to Chapter 7
Attachment C to Chapter 7
FOREWORD